CONSOB 11522 PDF

Valerio Sangiovanni. “I contratti derivati e il regolamento Consob n. del ” Giurisprudenza di merito () Available at. /) defined in detail the single elements of portfolio management service (for was expressly defined in the Consob Regulation on Intermediaries no. of 1 July , as amended. lett. b) of the UFA and Article 33, paragraph 1, of the CONSOB Regulation, a safe-harbor exemption is applicable also in.

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By continuing to use this site without changing your settings you consent to our use of cookies in accordance with our cookie policy. Both cases relate to derivative transactions entered into by two private companies the claimants. Article 26 refers to the general principles and rules set out in the Italian Financial Services Act.

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However, a party that alleges that the written declaration does not correspond with the facts must provide evidence of the specific circumstances from which it could have been inferred that the requisites of competence and experience were missing, and show that the bank was already acquainted with those circumstances at the time the contract was drawn up.

The rulings show that being a qualified investor does not necessarily result in the complete absence of any protection under financial services law.

These two new cases follow the Supreme Court approach. The European Finance Litigation Review is a quarterly publication on recent developments in the finance litigation and regulatory sector in key European jurisdictions.

For more information please contact Amy Edwards amy. Our lawyers were ranked in Band 1 and 2 in categories across all Legal Directories, the highest of the global elite group of international law firms.

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Italy: Issuer/Distributor liability to qualified investors

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“I contratti derivati e il regolamento Consob n. del ” by Valerio Sangiovanni

Further Information The European 111522 Litigation Review is a quarterly publication on recent developments in the finance litigation and regulatory sector in key European jurisdictions. Twitter Facebook Linked In Email this page.

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